(a) Applicability of Rule. This rule applies in chapter 9 and 11 cases.
(b) Schedule of Liabilities and List of Equity Security Hold - ers .
(1) Schedule of Liabilities. The schedule of liabilities filed pursuant to § 521(l) of the Code shall constitute prima facie evidence of the validity and amount of the claims of creditors, unless they are scheduled as disputed, contingent, or unliquidated. It shall not be necessary for a creditor or equity security holder to file a proof of claim or interest except as provided in subdivision (c)(2) of this rule.
(2) List of Equity Security Holders. The list of equity security holders filed pursuant to Rule 1007(a)(3) shall constitute prima facie evidence of the validity and amount of the equity security interests and it shall not be necessary for the holders of such interests to file a proof of interest.
(c) Filing Proof of Claim.
(1) Who May File. Any creditor or indenture trustee may file a proof of claim within the time prescribed by subdivision (c)(3) of this rule.
(2) Who Must File. Any creditor or equity security holder whose claim or interest is not scheduled or scheduled as disputed, contingent, or unliquidated shall file a proof of claim or interest within the time prescribed by subdivision (c)(3) of this rule; any creditor who fails to do so shall not be treated as a creditor with respect to such claim for the purposes of voting and distribution.
(3) Time for Filing. The court shall fix and for cause shown may extend the time within which proofs of claim or interest may be filed. Notwithstanding the expiration of such time, a proof of claim may be filed to the extent and under the conditions stated in Rule 3002(c)(2), (c)(3), (c)(4), and (c)(6).
(4) Effect of Filing Claim or Interest. A proof of claim or interest executed and filed in accordance with this subdivision shall supersede any scheduling of that claim or interest pursuant to § 521(a)(1) of the Code.
(5) Filing by Indenture Trustee. An indenture trustee may file a claim on behalf of all known or unknown holders of securities issued pursuant to the trust instrument under which it is trustee.
(d) Proof of Right to Record Status. For the purposes of Rules 3017, 3018 and 3021 and for receiving notices, an entity who is not the record holder of a security may file a statement setting forth facts which entitle that entity to be treated as the record holder. An objection to the statement may be filed by any party in interest.
(As amended Mar. 30, 1987, eff. Aug. 1, 1987; Apr. 30, 1991, eff. Aug. 1, 1991; Apr. 23, 2008, eff. Dec. 1, 2008.)
added in current removed in current
Compared to current version (2025).
(a) Applicability of RulScope. This rule applies in conly in a Chapter 9 andor 11 cases.
(b) Schedule ofd Liabilities and List ofed Equity Security Hold - ers .
(1) Schedule of Liabilities. The schedule of liabilities filed pursuant to § 521(l) of the Code shall constituteas Prima Facie Evidence of Validity and Amount.
(1) Creditor’s Claim. An entry on the schedule of liabilities filed under § 521(a)(1)(B)(i) is prima facie evidence of the validity and the amount of the claims of creditors, unless they area creditor’s claim-except for a claim scheduled as disputed, contingent, or unliquidated. It shall not be necessary for a creditor or equity security holder to fileFiling a proof of claim or interestis unnecessary except as provided in subdivision (c)(2) of this rule(c)(2).
(2) LiInterest of an Equity Security Holders. TAn entry on the list of equity security holders filed pursuant tounder Rule 1007(a)(3) ishall constitute prima facie evidence of the validity and the amount of the equity security interests and it shall not be necessary for the holders of such interests to fileinterest. Filing a proof of the interest is unnecessary except as proof of interestvided in (c)(2).
(c) Filing a Proof of Claim.
(1) Who May File a Proof of Claim. Any creditor or indenture trustee may file a proof of claim within the time prescribed by subdivision (c)(3) of this rule.
(2) Who Must File.
(2) Who Must File a Proof of Claim or Interest. Any creditor or equity security holder whose claim or interest is not scheduled- or is scheduled as disputed, contingent, or unliquidated shall-must file a proof of claim or interest within the time prescribed by subdivision (c)(3) of this rule; any. A creditor who fails to do so shawill not be treated as a creditor with respect to such claim for the purposes offor that claim for voting and distribution.
(3) Time forto Filinge. The court shall fix and for camuset shown may extend the time within whichet the time to file a proofs of claim or interest may be filed. Notwithstanding the expiration of such time, aand may, for cause, extend the time. If the time has expired, the proof of claim or interest may be filed to the extent and under the conditions stated in Rule 3002(c)(2), (c)(3), (c)(4), and (c)(67).
(4) Effect of Filing Claim or Interest. A pProof of cClaim or interest executed and filed in accordance with this subdivision shall supersede any scheduling of that claim or interest pursuant to § 521(a)(1) of the Code.
(5) Filing byby an Indenture Trustee. An indenture trustee may file a proof of claim on behalf of all known or unknown holders of securities issued pursuant tounder the trust instrument under which it is trustee.
(d5) Proof of Right to Record StatusEffect of Filing a Proof of Claim or Interest. A proof of claim or interest signed and filed under (c) supersedes any scheduling of the claim or interest under § 521(a)(1).
(d) Treating a Nonrecord Holder of a Security as the Record Holder. For the purposes of Rules 3017, 3018, and 3021 and for receiving notices, an entity whothat is not thea record holder of a security may file a statement setting forth facts whichthat entitle thate entity to be treated as the record holder. An objection to the statemen party in interest may be filed by any party in interes an objection to the statement.
(As amended Mar. 30, 1987, eff. Aug. 1, 1987; Apr. 30, 1991, eff. Aug. 1, 1991; Apr. 23, 2008, eff. Dec. 1, 2008; Apr. 2, 2024, eff. Dec. 1, 2024.)